
Form SB-2
Potential investors look to your financial statements and all other related significant forms as a guide to whether they choose your business as the one they want to arm with capital to help it grow and prosper. In order to help them do so, the SEC created the EDGAR system to achieve a higher level of ease and efficiency in these filings as well as better accessibility to all parties concerned. EDGAR stands for Electronic Data Gathering, Analysis, and Retrieval and it is an electronic filing system that holds all of your SEC forms. One of these is Form SB-2.
Form SB-2 is a Registration Statement for your business that needs to be filed as a result of the Securities Act of 1933. A "small business issuer" is allotted this form to complete to register securities that are to be sold for cash. Offerings on this form will necessarily be filed in the Washington, D.C. office of the SEC (Securities and Exchange Commission).
Form SB-2 requires much less detail than some of your other SEC forms. It is basically an optional notification as to the approximate date of the proposed stock sale to the public. It has a calculation of registration fee which includes the following categories:
- Title of each class of securities to be registered
- Dollar amount to be registered
- Proposed maximum offering price per unit
- Proposed maximum aggregate offering price
- Amount of registration fee
If you are issuing securities for the first time, you will need to be aware of Form SR and Rule 463 concerning sales and registering the use of the proceeds. First time issuers also need to be informed of Exchange Act Rule 15c2-8 which states that broker dealers must deliver a prospectus within 48 hours before a securities sale can be confirmed.
With so much paperwork and so many documents required to be filed with the SEC for purposes of financial disclosure, there is little time for managing the daily activities of a successful business. Let us file your reports and documentation for you. We are here to ease that burden from your shoulders and help make your filings a snap in your daily activities.
We will make sure the proper forms get submitted to the SEC in a timely manner. Getting these reports filed on time is crucial to keeping in step with the legal procedures required by the SEC, and we're here to help you do it.



